AFF9130

Financial planning environment ( 6 points, SCA Band 2, 0.125 EFTSL)

Leader: To be Advised

Offered:
Caulfield Second semester 2005 (Evening)

Synopsis: An overview of financial planning industry regulation; regulators; dealers; advisers; licences and proper authorities; banking industry financial services; legal system, principles and common law; liability, disclaimers and disclosures; macroeconomic and microeconomic issues; interest rate determination and term structure; capital markets and funding decisions; fundamentals of investment analysis; financial mathematics; professional negligence and duty of care.

Assessment: Assignment (2000 words): 30% + Examination (3 hours): 70%

Contact Hours: 3 hours per week