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Financial planning environment (6 points)


Leader: Ms Lynette Ellis

Caulfield Second semester 2003 (Evening)
Caulfield Second semester 2004 (Evening)

Synopsis: An overview of financial planning industry regulation; regulators; dealers; advisers; licences and proper authorities; banking industry financial services; legal system, principles and common law; liability, disclaimers and disclosures; macroeconomic and microeconomic issues; interest rate determination and term structure; capital markets and funding decisions; fundamentals of investment analysis; financial mathematics; professional negligence and duty of care.

Assessment: Assignment (2000 words): 30% + Examination (3 hours): 70%

Contact Hours: 3 hours per week

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