MONASH UNIVERSITY FACULTY HANDBOOKS

Business & Economics Handbook 1996

Published by Monash University
Clayton, Victoria 3168, Australia

Authorised by Academic Registrar, April 1996


FIN3351

Investment banking

Mr Kevin Tant

6 points + 3 hours per week + First, second semester + Caulfield + Prerequisites: FIN1300, FIN2401 and ACC2631

Objectives The student will demonstrate an understanding of the specific coverage of the institutions' operations in the underwriting and marketing of the public issues of securities; its money markets; foreign exchange; investment management; financial advisory services.

Synopsis Introduction to and defining investment banking; development of investment/merchant banking overseas; development of investment/merchant banking in Australia; regulatory system, its operations in Australia and current market perspective; money market operations; foreign exchange operations; underwriting activities: types of securities underwritten, underwriting syndication structuring, risks and pricing underwriting structures; financial advisory work (public and private sector); structural finance and other lending; investment management activities; diversification efforts within Australian finance; problems and institutional failure; comparison of present day investment/merchant banks operations overseas: United States, United Kingdom, Japan, elsewhere in Asia; future direction of investment banking.

Assessment Assignment: 50% + Examination (3 hours): 50%


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